TY - JOUR
T1 - Over-the-Air Hierarchical Personalized Federated Learning
AU - Zhou, Fangtong
AU - Wang, Zhibin
AU - Shan, Hangguan
AU - Wu, Liantao
AU - Tian, Xiaohua
AU - Shi, Yuanming
AU - Zhou, Yong
N1 - Publisher Copyright:
© 2024 IEEE.
PY - 2025
Y1 - 2025
N2 - Data heterogeneity and communication bottleneck are two critical factors that limit the performance of federated learning (FL) over wireless networks. To address these challenges, this paper introduces a hierarchical personalized federated learning (HPFL) framework, which employs a three-tier network architecture to enable the simultaneous learning of a global model and multiple personalized local models. Meanwhile, over-the-air computation (AirComp) is leveraged to support communication-efficient device-to-edge and edge-to-cloud model aggregations. To provide useful guidance for enhancing learning performance, we derive the convergence bound of the proposed AirComp-assisted HPFL, taking into account the interference among different clusters as well as data heterogeneity across different devices. To minimize the impact of accumulated transmission distortion on learning performance, we formulate an optimization problem involving the beamforming design at both cloud and edge servers, followed by developing a successive convex approximation-based algorithm at the cloud server and an interference-aware algorithm at each edge server to perform the receive beamforming design. Simulation results demonstrate that our proposed framework outperforms other FL frameworks and transceiver design algorithms in terms of test accuracy.
AB - Data heterogeneity and communication bottleneck are two critical factors that limit the performance of federated learning (FL) over wireless networks. To address these challenges, this paper introduces a hierarchical personalized federated learning (HPFL) framework, which employs a three-tier network architecture to enable the simultaneous learning of a global model and multiple personalized local models. Meanwhile, over-the-air computation (AirComp) is leveraged to support communication-efficient device-to-edge and edge-to-cloud model aggregations. To provide useful guidance for enhancing learning performance, we derive the convergence bound of the proposed AirComp-assisted HPFL, taking into account the interference among different clusters as well as data heterogeneity across different devices. To minimize the impact of accumulated transmission distortion on learning performance, we formulate an optimization problem involving the beamforming design at both cloud and edge servers, followed by developing a successive convex approximation-based algorithm at the cloud server and an interference-aware algorithm at each edge server to perform the receive beamforming design. Simulation results demonstrate that our proposed framework outperforms other FL frameworks and transceiver design algorithms in terms of test accuracy.
KW - Federated learning (FL)
KW - hierarchical architecture
KW - interference management
KW - over-the-air computation
UR - https://www.scopus.com/pages/publications/105001061879
U2 - 10.1109/TVT.2024.3499349
DO - 10.1109/TVT.2024.3499349
M3 - 文章
AN - SCOPUS:105001061879
SN - 0018-9545
VL - 74
SP - 5006
EP - 5021
JO - IEEE Transactions on Vehicular Technology
JF - IEEE Transactions on Vehicular Technology
IS - 3
ER -